Training Programmes > Virtual Training

Conducting Risk Assessment / The Risk-Based Approach

Type

Virtual

Date

October 26, 2023

Duration

2 day(s)

Hours

09:00  – 02:00
Eastern Standard Time (North America) (EST)

Fee

£370
A 10% discount will apply for the registration of 10 or more participants from one organisation.
Apply Now
  1. The FATF Recommendations

  1. FATF Guidance on the Risk-based Approach for the Banking Sector
    a. Organisation Risk Assessment
  • Transactions
  • Customers
  • Geographies
  • Delivery Channels
  • Products and Services
  • Control Environment
    b. Customer Risk Assessment
  • Transactions
  • Customers
  • Geographies
  • Delivery Channels
  • Products and Services
    Customer Due Diligence
    Enhanced Due Diligence

  1. The Wolfsberg Group Guidance
    RBA Guidance
    Risk Assessment Guidance

  1. National Risk Assessments
    Examples of National Risk Assessments
    Relevant information for Organisation and Customer Risk Assessments

  1. Documenting an Organisation Risk Assessment
    The Risk Assessment Policy
    The Risk Register
    The Risk Assessment
    Incorporating National Risk Assessments
    Inherent Risk
    Residual Risk
    Risk Appetite
    Risk Mitigation Plans
    Risk Indicators

  1. Customer Risk Assessment
    The Risk Assessment Policy
    The Risk Assessment
    Incorporating National Risk Assessments
    Risk Ratings and Ongoing Monitoring
    Trigger Events

  1. Developing a Customer Risk Assessment Calculator

  1. Governance and Risk Reporting
    Management Body
    Management Approval
    Management Information

  1. Case studies

About EBII Group

Emerging Business Intelligence & Innovation (EBII) Group is a compliance and risk management consulting firm headquartered in the UK and supported by Oxford University Innovation. EBII Group’s mission is to unlock Africa’s investment value by helping market participants to understand the compliance risks and mitigations associated with their Africa investments proposition. EBII Group works closely with Banks and African governments by strengthening their compliance programmes, regulatory and enforcement programmes. We, therefore, provide a critical link between African nations and the rest of the world, creating a more conducive environment for interactions.

Virtual Training

Conducting Risk Assessment / The Risk-Based Approach

£370
A 10% discount will apply for the registration of 10 or more participants from one organisation.

Date

October 26, 2023

Duration

2 day(s)
Apply Now